Financial Services Regulatory Lawyer

3 days left

£58000 - £70000 per annum + Excellent benefits
30 Sep 2016
30 Oct 2016
Marian Lloyd-Jones
Practice Area
Financial Services
Experience / PQE
Newly Qualified, PQE 1 - 3 years
Contract Type


A UK-headquartered firm with a presence in Asia, Australia, the Middle East, Europe and South America.

As part of the firm's growth strategy they have been increasing their capability in energy and commodities - for a number of years, they have been regarded as one of the leading law firms in commodities - and have been focusing in particular on commodity derivatives, commodity trade finance and financial regulation.


Given the increasing impact of financial regulation in the energy and commodity sectors (eg. EMIR, MAR, MiFID II), they now need a financial services lawyer at NQ-2pqe to support their growth strategy and advise a range of clients on financial regulation and related matters.

Although the strategic emphasis is on developing their offering for energy and commodities clients, the role will be varied to include assisting on:

Energy & commodities sector: advising clients in this sector on financial regulation and related matters, including derivatives and dealing documentation.

Financial sector : Advising on legal and regulatory issues in the provision of financial services.

Corporate and financial support: supporting their growing corporate and financial teams on regulatory issues, particularly perimeter (authorisation and financial promotion), market abuse and occasionally capital/liquidity requirements.

Insurance: Working with their insurance sector corporate and regulatory team on non- insurance regulatory issues, for example where proposed insurance structures present securities and/or collective investment issues.

Multi-jurisdictional advice: Co-ordinating regulatory input from their global network of offices and from local counsel in other jurisdictions to advise clients on cross border transactions or in due diligence or similar exercises.

Practice development: presentations to clients and at the firm's client seminars;

Most of the work has an international dimension: due to the nature of the client base and location of their offices, lawyers in London frequently work with fee earners in international offices.


The successful candidate is likely to have covered a seat in financial services at NQ level and if more than NQ have covered some of the areas outlined.

They will have worked in a top 30 City law firm or substantial London office of a US law firm and, since qualifying, gained extensive and intensive experience in a variety of regulatory matters, supporting transactions and advising on such issues as the regulatory perimeter/authorisation, financial promotion and market abuse.

Prior significant exposure to the energy and commodities business sectors is not essential, but experience in relation to derivatives would be an advantage.

In-house experience (on secondment, for example) would also be an advantage.

Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy. We aim to respond to all applications within two working days. If we have not contacted you within this time frame your application has been unsuccessful and your details have not been retained. Please apply for any other positions that you may see in the future. Please note our advertisements use PQE levels purely as a guide to the minimum level of experience required. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfill this kind of work.

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