Financial Services Regulatory 2+

City of London
18 Oct 2016
17 Nov 2016
Katherine Jones
Practice Area
Financial Services
Experience / PQE
PQE 1 - 3 years
Contract Type
The successful candidate will have experience in financial regulation and corporate matters, ideally in a private funds context. Likely areas of work include: applications for FSA authorisation; advising on FSA compliance issues; change of control applications; structuring advice for UK, European and global private equity firms and funds; advising on market abuse and insider dealing issues; advising on financial promotion issues; and advising on the regulatory consequences of rule breaches.

The London office offers an entrepreneurial environment where associates are encouraged to challenge themselves and to seek responsibility and work beyond their PQE. They recruit individuals who are ambitious, highly committed and who will operate effectively within smaller teams. Successful candidates will be those individuals who can demonstrate that they will thrive in this environment.

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