Head of Regulatory and Compliance

Highly Competitive
05 Jan 2018
04 Feb 2018
Practice Area
Regulatory, Compliance
Experience / PQE
PQE 6 - 10 years
Contract Type
Full time, Permanent

Founded over ten years ago, our client is a well-established investment manager primarily focused on private equity buyouts and growth capital investments. (Coverage is soon to expand to cover public securities investments also.)

They are a highly successful manager with oversubscribed funds as a result of the outstanding performance of the entrepreneurial management teams. They are continuing to invest in some of the most innovative, high growth companies in Europe.  

As a result of their continued success our client is seeking a Head of Regulatory and Compliance to be based in the London office. You will have prior experience of working in (or with) one or more FCA-regulated Alternative Investment Fund Managers including exposure to public markets investing. This role will see you  working closely with the Operating Committee members, including the Chief Operating Officer, and also alongside the in-house Legal Counsel. They are a full-scope UK AIFM regulated and authorised by the FCA. They expect to seek full SEC-regulated investment adviser status in the coming few years.

Headquartered in London with satellites in Europe and the US.

For further information in confidence please contact Catherine Cook in confidence at ccook@novoresourcing.co.uk or call +44 20 7129 122.

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