Senior Compliance Officer

London (GB)
Market Rate
07 Sep 2018
07 Oct 2018
Job Type
Practice Area
Regulatory, Compliance
Experience / PQE
PQE 10+, PQE 6 - 10 years
Contract Type
Full time, Permanent

With over $17bn in AUM, just shy of 200 employees and a head office located in London, this fund manager has a lot to offer. Managing both a compliance assistant and associate, you will be exposed to both the traders and the portfolio managers (investor relations and marketing) and required to offer a preliminary view on all relevant matters. This is an exceptionally highly regarded fund with a global presence that hires only the best. You will have solid front office experience (ideally fixed income in focus) as well as a good understanding of the distribution /marketing rules. A solid understanding of FCA regulation & the EU regulatory environment, including MiFID2, EMIR & AIFMD is imperative.

Please do not apply unless you have solid compliance experience.

For further information please contact Catherine Cook in confidence at or T +44 20 7129 1221.

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